Internal Auditor

Type: Full time

Department: Information Technology

Location: Los Angeles, CA

Relocation: No - must currently reside in greater L.A. Area

Salary: Negotiable based upon experience

Job Description:

Reporting to the Vice President, Internal Audit, the selected candidate for this position will ensure that the firm is compliant with the financial services and securities industries' best practices in information security, privacy requirements, computer operations, change management, business continuity and recovery, end user computing and third party management. In addition will:

• Design and perform business process audits to assess effectiveness of key controls and reliability of financial reporting and organizational operations;
• Design and perform Information Technology audits
• Perform compliance audits for security, privacy, code of conduct and other organizational policies;
• Analyze financial and operational processes to identify risks; evaluate adequacy of controls to mitigate risk;
• Document business processes;
• Prepare and review audit findings and recommendations; monitor progress of management action plans.

Job Qualification:

• BA/BS in Business, Accounting, or Information Technology
• 3 years or more of Financial/IT audit experience
• Experience in securities/broker-dealer industry strongly preferred
• CISA, CIA professional certifications highly desirable

Permanent Resident/U.S. Citizen: Yes - Required

To apply:
Submit your resume and cover letter to:

Wedbush Securities
P.O. Box 30014
Los Angeles, CA 90030-0014
FAX to 213-688-6652
E-mail in Word '97 or '2000 format to Recruiting@Wedbush.Com

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