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Execution Capabilities: Our team of experienced professionals, trading network and real-time technology provides your firm with unsurpassed execution services. Your firm may build in parameters which allow your risk management personnel to see all trades of a certain size (dollars or quantity) before they are executed.

CreditPlus: This cash management account provides your clients with a VISA Gold card and unlimited check writing privileges. Clients can monitor their check and credit transactions via ClientLink.

Account Protection: SIPC protection, combined with excess SIPC insurance, has been increased to $25,500,000 (including $1,000,000 for your client's cash deposits) subject to an aggregate loss limit of $100,000,000. We have access to additional excess SIPC protection providing total coverage up to $100,000,000.

Managed Accounts: We offer a fee-based managed asset program that allows you to choose from a wide variety of money managers that cover all major investment styles. A key benefit is that we offer the program at no ticket charge to the salesperson.

Research: Correspondents have extensive resources to support their investment decisions. In addition to our highly respected in-house research, we also offer Standard & Poor's "MarketScope", Zack's "Research Wizard," Computrade's "MarketEdge," Bond Trac, Argus, Morningstar and Wall Street by Fax.

Initial Public Offerings: Our Investment Banking Division is very active and has completed over $5 billion in transactions. Your clients are welcome to participate in these IPOs by expressing indication of interest to their investment executive.

Retirement Plans: You may select Wedbush Morgan as your custodian for your IRA accounts or other qualified plan. Our Retirement Department is extremely responsive and very knowledgeable. While we offer outstanding retirement services, we will work with any other custodian you choose.

Executive Asset Services: We have the experience to analyze lending and help your clients take advantage of borrowing opportunities such as Rule 144 loans and cashless exercise of stock options. Our margin rates are some of the lowest in the industry.


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