Richard "Rich" Frank

Biography

As a Wedbush Financial Advisor, I am dedicated to serving my clients and the community. I believe my clients come first and work to help protect their financial success. With many years of experience in the securities industry, I am committed to using my experience and knowledge to educate clients to help them make informed investment decisions.

I also develop personalized investment strategies, to assist my clients in reaching their short and long-term financial goals. Whether you would like to build personal wealth, plan for retirement, minimize estate taxes or prepare for the tuition costs of your children (or grandchildren), I will help you clearly define your investment objectives and risk tolerance to determine an asset allocation strategy designed to help you achieve your financial goals.

Contact me for a complimentary portfolio review or to learn more about creating a plan to grow your financial success.

Background

I have been affiliated with Wedbush Securities as Financial Advisor since 2011. Prior to joining Wedbush, I held positions at Morgan Stanley, Prudential Securities, and E.F. Hutton, with a total of 33 years experience in the financial advisory space. When I'm not in the office, I enjoy spending time with my family of six children and five grandchildren. I also have a passion for music, especially the Blues harmonica and keyboards. I am also a nationally-ranked Scrabble and Chess player.

SPECIALIZATIONS

• Asset Management
• Mutual Funds
• Options Strategies
• Retirement Planning
• Stocks and Bonds

Credentials

• Bachelor's degree in Psychology and Business from the University of Oglethorpe
• Holds FINRA Series 3, 7, 63, and 65 licenses
• CA Insurance Lic. #0A04033

Mission Statement