Wedbush & Co., LLC Regulatory Disclosures

Wedbush & Co., LLC, an affiliate of Wedbush Securities Inc., is a registered broker-dealer that engages in the private placements of securities, including in the Financials, Technology, Healthcare, and Consumer sectors.

Business Continuity Plan Information

Wedbush & Co. is committed to protecting the interests of clients at all times. Wedbush & Co. has developed a plan to provide for business continuity (Continuity Plan) in the event that business is disrupted. The Continuity Plan addresses all critical business processes, including providing clients with the ability to buy and/or sell and providing access to securities and funds.
The Business Continuity Plan addresses disruptions of varying scope and severity. The Business Continuity Plan is reviewed and tested annually and has been approved by senior management. A copy of the BCP plan may be provided upon request.

Wedbush & Co. maintains multiple offices that are geographically dispersed. In the event of a disruption that affects one office, you will be able to contact other offices where our professionals can provide you the normal level of services.

Should a disruption occur at our headquarters in Los Angeles, California, some operational functions may be temporarily disrupted while staff relocate to predetermined alternative sites.

Wedbush & Co. has Information Technology services that are housed and operate concurrently in dual, geographically disperse sites. Either site is capable of supporting all critical functions should one site be disabled. Information is also backed up and stored at a third location at predetermined intervals.

In the event that a disruption occurs that affects Wedbush & Co., relevant information, including contact information, will be prominently displayed on the website.

Wedbush & Co. is member of  Financial Industry Regulatory Authority (“FINRA”) & Securities Investor Protection Corporation (“SIPC”).

FINRA BrokerCheck Hotline
The Financial Industry Regulatory Authority, Inc. offers investors information and education through the FINRA BrokerCheck Hotline at 800-289-9999 and FINRA website at www.finra.org. Available is an investor brochure that includes information describing FINRA BrokerCheck.