Catherine Theisen

Biography

Catherine Theisen at Wedbush Securities is dedicated to providing an integrated, unbiased, solution-oriented approach to her clients' wealth management needs. Through her processes, she identifies solutions to preserve, control and manage wealth, then integrates all aspects of her clients' financial needs into a cohesive, risk adjusted, investment plan.

For her plan sponsor and trustee clients, who have the legal responsibility of managing assets on behalf of others, she provides guidance in procedural prudence so fiduciaries can meet the Global Fiduciary Standard of Excellence demanded by UPIA (Uniform Prudent Investor Act) and ERISA. Properly designed processes help fiduciaries effectively fulfill their duties under the law and avoid potential liabilities.

SPECIALIZATIONS

• Education Planning
• Fiduciary Excellence
• Financial Planning
• Insurance Planning
• Intergenerational Planning
• Investment Management
• Investment Management Programs
• Multigenerational Planning
• Retirement Planning
• Tax Planning & Management
• Wealth Management

Credentials

• Experience with high net-worth individuals, foundations and endowments, nonprofit organizations, Taft-Hartley plans and ERISA based plans
• Proficient in proactive asset allocation and Modern Portfolio Theory (MPT)
• Series 7, 65, 63, 31 (commodities) and insurance licenses for multiple states
• AZ Insurance Lic. #3361519
• Distribution and transfer of wealth strategies
• Family succession and insurance strategies
• Advanced wealth management techniques such as CRAT, GRAT, QPRT, dynasty trusts, family limited partnerships and generation skipping trusts

Mission Statement