Tuan M. Tran, MBA

Biography

The job of an advisor is one of immense trust and responsibility. In his role as Vice President, Investments, Tuan assists his clients through a distinct and unmatched process of understanding their specific needs, developing appropriate recommendations based on those needs and providing unbiased opinions for maximum goal achievement.

Tuan has 27 years of experience in the financial industry, eight of which span across the Pacific Ocean to Tokyo, Japan where he worked in institutional sales trading crude oil. As a trilingual advisor, English, Japanese, and his native Vietnamese, Tuan leverages his global experience to better serve his clients, with a specialty in working with high net worth individuals and families looking to preserve and protect their assets in an effort to create inter-generational wealth. His overall goal is to develop simple integrated tax-efficient strategies that help maximize clients’ net after-tax accumulation of wealth. Tuan takes pride in his client relationships and his ability to provide them with exceptional risk-adjusted performance, customized wealth management strategies and superior service.

Tuan earned his dual major Bachelor’s degree in Finance and Marketing from Drexel University in Philadelphia, Pennsylvania. He followed that up with his MBA in Finance from the University of California, Irvine. When he isn’t working with his clients, you can find Tuan volunteering at his church, building contemporary homes or cooking with his wife and three daughters. He is a family man and takes pride in watching his daughters excel in competitive gymnastics.

RECOGNITION/MEMBERSHIPS

• Chairman of Financial Council at Holy Spirit Catholic Church

SPECIALIZATIONS

• Alternative Investments
• Annuities and Insurance
• Asset Management
• Financial Planning
• Mutual Funds
• Retirement Planning
• Stocks and Bonds
• Wealth Management

Credentials

• Series 7 and 66 securities licenses
• Bachelor’s Degree in Finance and Marketing from Drexel University, and MBA from University of California, Irvine
• Licensed in eight states – CA, FL, GA, HI, IL, NV, VA, and WA
• Insurance License #0D05135

Mission Statement